Regulatory Compliance

Dental practice, environment & radiation, infection control, Cal/OSHA and HIPAA

Multiple state and federal agencies are charged with regulating dental practices. Keep on top of the compliance process by downloading our versatile and customizable resources.

Regulatory Compliance Manual: Table of Contents and Use Instructions

Review the instructions for recommendations on how to best implement this program in your practice. Also download a table of contents for your binder.

‘The Use of Artificial Intelligence in Our Practice Policy’ Template

Artificial intelligence is becoming part of everyday dental practice operations – from diagnostic tools to patient communication and even hiring….

2024 New California Paid Sick Leave Requirements and New Notice

Beginning Jan 1, employers must provide 5 days or 40 hours of paid sick leave annually. Employers should, update their policies, inform payroll providers of changes, provide employees with a new copy of the Notice to Employees required under California’s Wage Theft Protection Act and post the updated paid sick leave poster available on the Labor Commissioner’s website.

Access To Employee Exposure and Medical Records

Employers must make available to employees this Cal/OSHA regulation on who can and how to access employee exposure and medical records. This copy is included in the Regulatory Compliance Manual as Appendix 2. Updated Sept 2019.

Air Contaminants in Dentistry

Tips for reducing employee exposure to air contaminants including formaldehyde, glutaraldehyde and nitrous oxide in order not to exceed Cal/OSHA permissible exposure levels.

Air Tank and Compressor Inspection and Permit

An overview of the Cal/OSHA requirements for a dental practice to have an air compressor/tank permit.

Amalgam Separator Requirements - Q&A

Information on EPA rule requiring dental practices to install amalgam separators and comply with specific best management practices.  Includes a sample inspection and maintenance log.

Amalgam Waste Best Management Practices

A list of best practices and information resources on managing amalgam waste.

April 1, 2016: Develop new antidiscrimination policies

Amendments to California's Fair Employment and Housing Act regulations, which generally apply to employers of five or more employees, require employers to develop and distribute antidiscrimination, anti-harassment and complaint investigation policies. CDA has developed sample policy language and a sample employee manual template for dental practices.

April 2023: Mandatory Update to Federal Minimum Wage Poster

A recent update to federal law providing additional rights to parents who must express breast milk at work has impacted the federal Minimum Wage poster. Known as the “PUMP” Act (Providing Urgent Maternal Protections for Nursing Mothers), the law impacts employers who are not covered by California’s more expansive protections. Since it came into effect employers must accommodate nursing mothers by, among other things, providing a location other than a bathroom to express breast milk. California has required lactation accommodation for a number of years and requires notices to employees above and beyond poster notice requirements.

Are Your Vendors Putting Your Practice at Risk? 

Know the questions to ask to determine whether vendors are putting your practice at risk.

Artificial Intelligence and Dentistry: Legal and Regulatory Considerations   

The promotion of dental software using artificial intelligence seems overwhelming as vendors and others promote the benefits of their use. The benefit potential of artificial intelligence is high but so are the risks if users implement it without knowing its limitations and potential risks. The dental practitioner must be able to separate the hype from reality, be cognizant of applicable laws and regulations and be transparent with patients and employees when using artificial intelligence in clinical decision-making and procedures, along with administrative functions. This article highlights current laws and regulations and how they impact a dentist’s use of artificial intelligence. It will be reviewed and updated regularly.

Aug. 1, 2016: Display new minimum wage posters

Dental practices must post the revised Fair Labor Standards Act (FSLA) Minimum Wage Poster, no smaller than 11 inches by 17 inches, as well as the revised Employee Polygraph Protection Act (EPPA) Poster.

August 21, 2019: Hazardous pharmaceutical waste prohibited from disposal down the drain.

EPA’s newest rule requires healthcare facilities and other businesses that generate pharmaceutical hazardous waste to properly dispose of the waste. The first part of the rule, the prohibition on “sewering” hazardous pharmaceutical waste, is effective August 21. All nonhazardous pharmaceutical waste that are not controlled substances must be disposed as regulated medical waste. See Dental Office Waste Management Options.

Automated External Defibrillators

State requirements for a business that acquires an automated external defibrillator for use on the public.

Best Defense Against Disability Lawsuits

An overview of dental practice responsibilities under Americans with Disabilities Act and state disability laws. 

Bloodborne Pathogens Standard

Dental practices must have a copy of this regulation to provide to employees upon request. Updated June 2024.

Cal/OSHA Regulation on Aerosol Transmissible Diseases

Compliance requirements for preventing transmission of aerosol transmissible diseases (ATDs) at health care facilities. 

California Dental Licensure Options

A summary of the pathways to obtain a California dental license, the first of many licenses, permits, certificates and registrations necessary to practice dentistry, as well as to own and operate a dental practice, in the state.

California Dental Practice Act Compliance Guide

Summarizes portions of the Dental Practice Act in effect as of Jan. 1, 2025 and organizes information in alphabetical order by subject. Citations are provided to appropriate California laws and regulations.

California State Mandated Reporting

California law designates certain individuals as "mandated reporters” for known or suspected abuse or neglect of a child, elder and dependent adult and incidents of violence. Dentists, and many members of the dental team, are required to acknowledge their responsibility and make reports as well as consider training for their teams.

California-Specific Privacy Laws

Outlines laws, provides links & other useful resources. California has many laws aimed at protecting the personal and confidential information of its residents.

Checklist for Bloodborne Pathogens Post Exposure Management Protocol

A checklist of actions a dental practice must take after an employee is exposed to blood or OPIM.  Updated June 2024.

 

Confirmation of Source Patient's Denial for Testing

Use form to document patient’s decision. The form is part of the Regulatory Compliance Manual. Updated June 2024.

Consent Form for Use or Disclosure of Patient Health Information

Sample form to obtain patient consent for use or disclosure of patient information as required by HIPAA and state law.

Consent to Prescribe Opioid to a Minor

Document prescriber’s discussion with a minor and guardian on opioid risks prior to prescribing the medication in non-emergency circumstances.

Continuing Education Requirements, FAQ and Tracking Log

This is a summary and FAQ of the Dental Board’s CE requirements as of Jan. 1, 2025. A CE tracking log also is available. To determine if a CE provider is registered with the Dental Board, use the Department of Consumer Affairs database.

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