Regulatory Compliance

Dental practice, environment & radiation, infection control, Cal/OSHA and HIPAA.

Multiple state and federal agencies are charged with regulating dental practices. Keep on top of the compliance process by downloading our versatile and customizable resources.

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Regulatory Compliance Manual: Table of Contents and Use Instructions

Review the instructions for recommendations on how to best implement this program in your practice. Also download a table of contents for your binder.

Operatory Disinfection: At-a-Glance

Display this poster in the operatory for quick reference on effective operatory disinfection. 

Oral Health Care Delivery in Long-Term Care and Skilled Nursing Facilities

A summary of state and federal requirements for providing oral health care in long-term care and skilled nursing facilities.

Patient Records - Requirements and Best Practices

Format and content, patient access to records and requests to amend, disclosure of information, data breach notification, retention and disposal, transferring records in a sale.

Patient Request to Access Records (Records Release) Form and Q&A

Summary of records release rules with customizable sample form. Patients have the right to access their record and can request paper, film or electronic copies.

Patient Request to Restrict Disclosure of Patient Health Information to a Dental Benefit or Health Care Plan

Includes information on this patient right to restrict disclosure of patient health information to a dental benefit or health care plan and a sample form to use for a patient who requests such a restriction.

Patient Rights Under HIPAA

Describes patient rights and dental practice responsibilities under HIPAA. Patients must be informed of these rights through the distribution of the covered entity’s Notice of Privacy Practices.

Patient Rights, Privacy Practices and Safeguards

This is the second of four presentations created to train a dental practice’s privacy officer and security officer on the requirements of federal and state privacy laws and on their respective responsibilities. 

Patient Screening

Screening patients and other visitors is an essential part of COVID-19 infection prevention. Dental practices must also perform screening in compliance with Cal/OSHA regulations.

Personal Protective Equipment: Questions and Answers

This document is intended to address frequently asked questions about personal protective equipment (PPE).

Physical Hazard Risk Assessment

Use this sample form to collect information annually for the dental practice workplace violence prevention plan. This resource is part of the Regulatory Compliance Manual. Created May 2024.

PPE Requirements for Dental Practices

Quick reference chart to understand PPE requirements for dental practices. 

Pregnancy Declaration for Radiation Safety

A form to document employee’s voluntary declaration of pregnancy and that employee has been informed of facts on occupational radiation exposure and other information.

Prescribing and Dispensing Q&A

Q&A on state and federal DEA requirements for prescribing, dispensing and administering controlled substances and non-controlled substances. Includes prescription form requirements.

Proposition 65 Notices & FAQ

A zip file with Proposition 65 warning notices in 16 languages and two FAQs. Businesses with ten or more employees post or provide the notices as required. Updated March 2019.

Putting On and Taking Off PPE

CDC Guidance for Donning and Doffing Personal Protective Equipment (PPE) 

Radiation Personnel Monitors (Dosimeters)

Explains requirement to have records of occupational exposure and whether dosimeters must be worn at all times. Includes a vendor list.

Radiation Safety FAQ

FAQ on radiation safety. This resource is part of the Regulatory Compliance Manual. Updated Dec 2018.

Radiation Safety in Dental Practice: A Study Guide

This guide includes excerpts from the California Radiation Control Regulations Title 17 and a template for a required written radiation safety plan. Updated Jan 2014. 

Radiation Safety Instructions

These instructions should be provided to employees and must be available when a dental practice is inspected by the Department of Public Health Radiologic Health Branch.

Radiation Warning Sign

The State of California requires in rooms where X-ray equipment is used posting a sign (that may include the radiation symbol) stating: CAUTION X-RAYS. This sample sign may be used.

Regulated Dental Office Wastes and Wastewater FAQ

FAQ describes types of dental regulated wastes and rules for its management and disposal. This resource is part of the Regulatory Compliance Manual. Updated January 2022

Regulations on Dentists Initiating and Administering Vaccines

A dentist who prescribes and administers any vaccine must follow requirements for training, continuing education, notifications, reporting and documentation established in Section 1066 of Title 16 of the California Code of Regulations.

Regulatory Compliance Checklist

This checklist provides an overview of what dental practices need to do to comply with the Dental Board, occupational safety, employment, environmental, radiation safety, patient privacy, information security, and general business requirements. This list offers general information and does not take the place of legal advice. This list is not exhaustive, and each item may not be applicable to every situation.

Regulatory Compliance Manual: Table of Contents and Use Instructions

Review the instructions for recommendations on how to best implement this program in your practice. Also download a table of contents for your binder.

Regulatory Compliance Tips for New Dentists

A description of actions a new dentist should take once they have obtained their dental license.  

Required Employee Training

A summary of state required employee training that employers are required to provide  and related requirements. Does not include training required for licensure or license renewal.

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